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Jon Post Windness

Barrington Asset Management, Inc.

Chicago, IL

CRD 469771

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Employer firm

Barrington Asset Management, Inc. CRD 113740

$55.2M regulatory AUM 44 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
Barrington Asset Management, Inc.

161 North Clark St., Suite 2950, Chicago, IL 60601 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2003-08-21
  • IL RA
    APPROVED
    Since 2003-08-21

Branch Locations

161 N. Clark St., Suite 2950, Chicago, IL 60601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Barrington Asset Management, Inc. Chicago IL 08/2003 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-01-19
S63 Uniform Securities Agent State Law Examination 1980-09-26
  • S65 Uniform Investment Adviser Law Examination
    1995-01-19
  • S63 Uniform Securities Agent State Law Examination
    1980-09-26

View on SEC IAPD

Nearby Firms

BROWNSON, REHMUS & FOXWORTH, INC.
PFINGSTEN PARTNERS, L.L.C.
GUGGENHEIM FUNDS DISTRIBUTORS, LLC

Nearby Investors

James Michael Franch
HAROLD NELSON LEAVELL
CARLYLE KELLY MADDEN

Nearby Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL

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