Michael Lewis Williams

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2014 → 07/2025
  Commonwealth Financial Network
  San Diego, CA
• 07/2025 → Present
  Raymond James Financial Services Inc.
  Dallas, TX
• 07/2025 → Present
  Raymond James Financial Services Advisors Inc.
  Dallas, TX

Previous Registrations

• 2014-03-17 → 2025-07-31
  Commonwealth Financial Network
  San Diego, CA
  Dallas, TX
• 2012-07-02 → 2014-03-27
  First Allied Advisory Services, Inc.
  Chesterfield, MO
• 2010-01-19 → 2012-07-02
  First Allied Securities, Inc.
  Allen, TX
  San Diego, CA
• 2003-08-01 → 2010-01-22
  Lpl Financial Llc
  Dallas, TX
• 1984-05-04 → 2003-08-06
  Equitable Advisors, Llc
  Dallas , TX

Other Businesses

1) Name of Business: Address: 12700 Park Central Dr Ste 420, Dallas, TX, 75251-1543, United States Activity Type: Non-variable Insurance Position/Title: Broker Investment Related: Yes Start Date: 08/04/1975 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Independent, non-affiliated Insurance sales agent (2) Name of Business: Planning Strategies, LLC Address: 12700 Park Central Dr Ste 420, Dallas, TX, 75251-1543, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 08/01/2003 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Owner, manager (3) Name of Business: University Park Fire Fighters Pension Board Address: 3800 University Blvd, University Park, TX, 75205, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Director Investment Related: No Start Date: 01/01/2010 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Voting Board member of the University Park Fire Fighters Pension Board.

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-06-20
• S63 Uniform Securities Agent State Law Examination
  1984-04-20

Designations

• Certified Financial Planner
• Chartered Financial Consultant