Tovia Joseph Widman

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
NM	RA	APPROVED	2021-01-08
OH	RA	APPROVED	2003-07-01

NM RA
APPROVED

Since 2021-01-08
OH RA
APPROVED

Since 2003-07-01

Branch Locations

Albuquerque, NM • United States

30050 Chagrin Blvd Ste 150, Pepper Pike, OH 44124 • United States

Cleveland, OH • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Cleveland	OH	05/2009	11/2016
Wells Fargo Clearing Services, Llc	Cleveland	OH	11/2016	Present

05/2009 → 11/2016

Wells Fargo Advisors Llc

Cleveland, OH
11/2016 → Present

Wells Fargo Clearing Services, Llc

Cleveland, OH

Previous Registrations

2001-09-27 → 2003-07-01

Prudential Equity Group, Llc

Mayfield Heights, OH

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2001-08-28
S63	Uniform Securities Agent State Law Examination	2001-04-30

S65 Uniform Investment Adviser Law Examination

2001-08-28
S63 Uniform Securities Agent State Law Examination

2001-04-30

Other Names

T Joseph Widman
T Joseph Widman

View on SEC IAPD