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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-06-28
FL RA APPROVED 2025-06-26
CA RA APPROVED 2025-06-05
NJ RA APPROVED 2025-06-05
NC RA APPROVED 2025-06-05
PA RA APPROVED 2025-06-05
SC RA APPROVED 2025-06-05
  • NY RA
    APPROVED
    Since 2025-06-28
  • FL RA
    APPROVED
    Since 2025-06-26
  • CA RA
    APPROVED
    Since 2025-06-05
  • NJ RA
    APPROVED
    Since 2025-06-05
  • NC RA
    APPROVED
    Since 2025-06-05
  • PA RA
    APPROVED
    Since 2025-06-05
  • SC RA
    APPROVED
    Since 2025-06-05

Branch Locations

1055 Lpl Way, Fort Mill, SC 29715 • United States

Boca Raton, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northeast Securities, Llc Mitchel Field NY 08/2005 12/2018
Western International Securities, Inc. Pasadena CA 11/2018 06/2025
Benchmark Capital Advisors Llc New York NY 08/2005 12/2018
Lpl Financial Llc Massapequa NY 06/2025 Present
  • 08/2005 → 12/2018
    Northeast Securities, Llc
    Mitchel Field, NY
  • 11/2018 → 06/2025
    Western International Securities, Inc.
    Pasadena, CA
  • 08/2005 → 12/2018
    Benchmark Capital Advisors Llc
    New York, NY
  • 06/2025 → Present
    Massapequa, NY
Previous Registrations
  • 2019-01-11 → 2025-06-05
    Western International Securities, Inc.
    Glen Rock, NJ
    Pasadena, CA
    Glen Rock, NJ
    Massapequa, NY
    Glen Rock, NJ
    Boca Raton, FL
    Glen Rock, NJ
  • 2018-10-10 → 2018-12-31
    Benchmark Capital Advisors Llc
    Glen Rock, NJ
  • 2015-08-07 → 2018-09-25
    The Benchmark Company, Inc.
    Glen Rock, NJ
    New York, NY
  • 2001-01-01 → 2005-08-03
    Fort Lee, NJ
Other Businesses

1. 06/05/2025- Benchmark Partners- Business Entity For Tax/Investment Purposes Only- INV Related- At Reported Business Location(s)- Start date 09/01/1989- 160 Hours Per Month- 160 Hours During Trading- 160 Hours Per Month 2. 06/05/2025- Benchmark Advisors Group- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 01/01/2019- 160 Hours Per Month- 160 Hours During Trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-07-30
S63 Uniform Securities Agent State Law Examination 1980-07-02
  • S65 Uniform Investment Adviser Law Examination
    2015-07-30
  • S63 Uniform Securities Agent State Law Examination
    1980-07-02

View on SEC IAPD

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