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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-07-11 |
| AZ | RA | APPROVED | 2025-05-01 |
| IN | RA | APPROVED | 2025-05-01 |
| TX | RA | APPROVED_RES | 2025-05-01 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Scf Securities, Inc. | Fresno | CA | 04/2015 | 05/2025 |
| Scf Investment Advisors, Inc. | Fresno | CA | 11/2015 | 05/2025 |
| Lpl Financial Llc | Carmel | IN | 05/2025 | Present |
1- 05/2025 - Rick Meiss - Non-Variable Insurance - Agent - Investment Related - At Reported Business Location(s) - Start Date 10/01/2006 - 1 hour per month/ 0 hours during trading 2- 05/2025 - Meiss Wealth Management, Inc. - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 06/02/2014 - 180 hours per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-10-29 |
| S63 | Uniform Securities Agent State Law Examination | 2006-08-19 |
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