John William Wheeler

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2008 → 04/2021
  Massmutual Life Insurance Company
  Houston, TX
• 02/2009 → 04/2021
  Mml Investors Services, Llc
  Houston, TX
• 04/2021 → Present
  Cetera Advisors Llc
  St. Cloud, MN
• 04/2021 → Present
  Totus Financial Group, Inc
  The Woodlands, TX
• 04/1969 → Present
  Wheeler & Associates
  The Woodlands, TX
• 04/1969 → Present
  Gulf Coast Insurance Services
  The Woodlands, TX
• 04/2021 → Present
  Texas Gulf Coast Financial Group Llc
  The Woodlands, TX
• 03/2024 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2009-02-19 → 2021-04-30
  Mml Investors Services, Llc
  Chicago, IL
  Houston, TX
• 2005-01-20 → 2008-10-16
  Park Avenue Securities Llc
  West Chicago, IL
  Glenview, IL
  Oakbrook Terrace, IL
  Oakbrook Terrace, IL

Other Businesses

1) FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED, SAME AS REGISTERED LOCATION, FIXED INSURANCE, START DATE 11/2021, INSURANCE AGENT, APX NUMBER OF HOURS PER WEEK: 12, APX NUMBER OF HOURS DURING TRADING HOURS: 12, SELLS LIFE, HEALTH, DISABILITY, ANNUITIES, LONG-TERM CARE, PROPERTY & CASUALTY; 2) TOTUS WEALTH MANAGEMENT, LLC, INVESTMENT RELATED, SAME AS REGISTERED LOCATION, FINANCIAL SERVICES, STARTED 05/2021, FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, 32.5 DURING TRADING HOURS BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 3) TOTUS FINANCIAL GROUP, INC, INVESTMENT RELATED, SAME AS REGISTERED LOCATION, EXPENSE MANAGEMENT, STARTED 05/2021, FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 2, MAY BE DURING TRADING HOURS BRIEF DESCRIPTION OF DUTIES: DIRECTOR OF FIELD DEVELOPMENT; 4) WHEELER & ASSOCIATES, INVESTMENT RELATED, SAME AS REGISTERED LOCATION, INSURANCE, STARTED 04/1969, PARTNER, APX NUMBER OF HOURS PER WEEK: 2, 2 DURING TRADING HOURS BRIEF DESCRIPTION OF DUTIES: DBA FOR FIXED INSURANCE; 5) GULF COAST INSURANCE SERVICES, INVESTMENT RELATED, SAME AS REGISTERED LOCATION, insurance, STARTED 04/1969, PARTNER, APX NUMBER OF HOURS PER WEEK: 2, 2 DURING TRADING HOURS BRIEF DESCRIPTION OF DUTIES: DBA FOR FIXED INSURANCE; 6) TEXAS GULF COAST FINANCIAL GROUP LLC, INVESTMENT RELATED, SAME AS REGISTERED LOCATION, FINANCIAL SERVICES, STARTED 04/2021, FINANCIAL PROFESSIONAL, LESS THAN ONE HOUR PER WEEK, NOT DURING TRADING HOURS BRIEF DESCRIPTION OF DUTIES: DIRECTOR OF FIELD DEVELOPMENT; 7) NAME OF OTHER BUSINESS: NAIFA; INVESTMENT RELATED: NO ADDRESS: 1000 WILSON BLVD, SUITE 1890, ARLINGTON, VA 22209 NATURE OF BUSINESS: BOARD; START DATE: 1/2026; POSITION/TITLE/RELATIONSHIP: PRESIDENT ELECT; APX NUMBER OF HOURS PER WEEK: 4; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: BOARD MEMBER & PROMOTING ORGANIZATION; 8) NAME OF OTHER BUSINESS: TOTUS INSURANCE AGENCY, LLC, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FIXED INSURANCE, START DATE: 11/2021, POSITION/TITLE/RELATIONSHIP: EXECUTIVE SENIOR PARTNER, APX NUMBER OF HOURS PER WEEK: 10, MAY BE DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: OVERSEE PRODUCT DESIGN AND SELECTION; 9) NAME OF OTHER BUSINESS: LIFE SETTLEMENT BUSINESS INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: LIFE SETTLEMENT START DATE: 2/2022 APX NUMBER OF HOURS PER WEEK: VARIES APX NUMBER OF HOURS DURING TRADING HOURS: VARIES POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT, BRIEF DESCRIPTION OF DUTIES: SELLS LIFE SETTLEMENTS THROUGH CETERA APPROVED VENDORS; (10) NAME OF OTHER BUSINESS: NAIFA ; INVESTMENT RELATED: NO; ADDRESS: 1000 WILSON BLVD STE 1890 ARLINGTON, VA; NATURE OF BUSINESS: NON PROFIT; START DATE: 01/2025; POSITION/TITLE/RELATIONSHIP: SECRETARY; APX NUMBER OF HOURS PER WEEK: 3; APX NUMBER OF HOURS DURING TRADING HOURS: 3; BRIEF DESCRIPTION OF DUTIES: ESTABLISHING GOALS AND OBJECTIVES, COMMUNICATING VALUE OF MEMBERSHIP AND INVOLVEMENT, SECRETARY; (11) NAME OF OTHER BUSINESS: GIG WORKER SOLUTIONS; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: REFERRALS; START DATE : 09/2023; POSITION/TITLE/RELATIONSHIP: REFERER; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 2; BRIEF DESCRIPTION OF DUTIES: REFER SELF EMPLOYED INDIVIDUALS TO GIG WORKER SOLUTIONS FOR SERVICES;

Exams

• S66 Uniform Combined State Law Examination
  2007-07-30
• S63 Uniform Securities Agent State Law Examination
  1998-11-30

Designations

• Certified Financial Planner
• Chartered Financial Consultant

Other Names

• John William Wheeler
• John W Wheeler
• John William Wheeler Jr