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Maurice A Rouquette

Cetera Investment Advisers LLC

Slidell, LA

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2025-01-27
  • LA RA
    APPROVED
    Since 2025-01-27

Branch Locations

2250 Gause Blvd East, Slidell, LA 70461 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Western & Southern Brokerage Services Cincinnati OH 01/2021 12/2023
Western & Southern Life Harvey LA 11/2020 12/2023
Unemployed Lacombe LA 03/2020 11/2020
The Dakota Restaurant Covington LA 07/2015 03/2020
Pruco Securities, Llc Metairie LA 12/2023 11/2024
The Prudential Insurance Co. Of America Metairie LA 12/2023 Present
Lpl Enterprise, Llc Metairie LA 11/2024 Present
Cetera Investment Services Llc Saint Cloud MN 01/2025 Present
Cetera Investment Advisers Llc Slidell LA 02/2025 Present
  • 01/2021 → 12/2023
    Western & Southern Brokerage Services
    Cincinnati, OH
  • 11/2020 → 12/2023
    Western & Southern Life
    Harvey, LA
  • 03/2020 → 11/2020
    Unemployed
    Lacombe, LA
  • 07/2015 → 03/2020
    The Dakota Restaurant
    Covington, LA
  • 12/2023 → 11/2024
    Pruco Securities, Llc
    Metairie, LA
  • 12/2023 → Present
    The Prudential Insurance Co. Of America
    Metairie, LA
  • 11/2024 → Present
    Lpl Enterprise, Llc
    Metairie, LA
  • 01/2025 → Present
    Cetera Investment Services Llc
    Saint Cloud, MN
  • 02/2025 → Present
    Cetera Investment Advisers Llc
    Slidell, LA
Previous Registrations
  • 2024-12-26 → 2025-01-27
    Lpl Enterprise, Llc
    Metairie, LA
  • 2006-08-31 → 2010-10-12
    Msi Financial Services, Inc.
    Mandeville, LA
    Metairie, LA
Other Businesses

1. SOCCER COACH FOR MANDEVILLE HIGH SCHOOL / MANDEVILLE SOCCER CLUB, 8/HRS/WK

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-12-18
S63 Uniform Securities Agent State Law Examination 2024-04-24
  • S66 Uniform Combined State Law Examination
    2024-12-18
  • S63 Uniform Securities Agent State Law Examination
    2024-04-24
Other Names
  • Maurice Rouquette
  • Maurice Anthony Rouquette

View on SEC IAPD

Other Firms

LINCOLN INVESTMENT
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TRUIST ADVISORY SERVICES, INC.
J.P. MORGAN SECURITIES LLC
JAFFE TILCHIN INVESTMENT PARTNERS, LLC
BAYTRUST WEALTH MANAGEMENT, LLC
COMPASS FINANCIAL MANAGEMENT LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Other Investors

JAY EDWARD BADEAUX
Christopher Rivers
Matthew Edward Graham
MATTHEW OPPEDISANO
KIMBERLY JO COX
ROBERT CHARLES OUIMET
JOSE MIGUEL LOPEZ
RICHARD BAKER SHARPE

Other Offices

LINCOLN INVESTMENT · LUTZ, FL
COMMONWEALTH FINANCIAL NETWORK · Lutz, FL
TRUIST ADVISORY SERVICES, INC. · LUTZ, FL
J.P. MORGAN SECURITIES LLC · LUTZ, FL
JAFFE TILCHIN INVESTMENT PARTNERS, LLC · TAMPA, FL
JAFFE TILCHIN INVESTMENT PARTNERS, LLC · TAMPA, FL
BAYTRUST WEALTH MANAGEMENT, LLC · TAMPA, FL
COMPASS FINANCIAL MANAGEMENT LLC · Tampa, FL

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