Best Investors Account Sign in

Michael Francis Wallensack

Wells Fargo Clearing Services, LLC

Carmel, CA

Claim This Profile
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2003-07-01
TX RA APPROVED_RES 2003-07-01
  • CA RA
    APPROVED
    Since 2003-07-01
  • TX RA
    APPROVED_RES
    Since 2003-07-01

Branch Locations

26135 Carmel Rancho Blvd Ste E-200, Carmel, CA 93923 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Carmel CA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Carmel CA 11/2016 Present
Previous Registrations
  • 1986-05-09 → 2003-07-01
    Prudential Equity Group, Llc
    Carmel, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-02-18
S63 Uniform Securities Agent State Law Examination 1983-08-19
  • S65 Uniform Investment Adviser Law Examination
    1994-02-18
  • S63 Uniform Securities Agent State Law Examination
    1983-08-19

View on SEC IAPD

Other Firms

EDWARD JONES
INTERLAKE CAPITAL MANAGEMENT, LLC
CHARLES SCHWAB & CO., INC.
NEUMEIER POMA INVESTMENT COUNSEL LLC
KILZER WEALTH MANAGEMENT
TOPTURN CAPITAL, LLC
CYPRESS PATH CAPITAL, LLC
UBS FINANCIAL SERVICES INC.

Other Investors

Linda Carol Myrick
Christian V Ekberg
Javier Kevin Bolante
LARISSA AMANDA LEA
Thomas Edwards Carter
Jordan D Hill
Eduardo Munoz Perez
KEVIN S PRICE

Other Offices

EDWARD JONES · CARMEL, CA
INTERLAKE CAPITAL MANAGEMENT, LLC · CARMEL, CA
CHARLES SCHWAB & CO., INC. · Carmel, CA
NEUMEIER POMA INVESTMENT COUNSEL LLC · CARMEL, CA
KILZER WEALTH MANAGEMENT · CARMEL, CA
TOPTURN CAPITAL, LLC · CARMEL, CA
CYPRESS PATH CAPITAL, LLC · CARMEL, CA
UBS FINANCIAL SERVICES INC. · CARMEL, CA

More in Carmel, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor