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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-03-24 |
Branch Locations
11919 Jones Maltsberger Rd, San Antonio, TX 78216 • United States
4707 Executive Dr, San Diego, CA 92121-3091 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Williams Financial Group | San Antonio | TX | 07/2004 | 08/2017 |
| Wfg Advisors, Lp | San Antonio | TX | 07/2004 | 08/2017 |
| Securities America Inc. | San Antonio | TX | 08/2017 | 03/2023 |
| Securities America Advisors | San Antonio | TX | 08/2017 | 03/2023 |
| Lpl Financial Llc | San Antonio | TX | 03/2023 | Present |
1) 03/2023 - Walker Alston Financial Group - DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s) 2) 03/2023 - La Gloria Investments LLC - Business Entity For Tax/Investment Purposes Only - Non-inv. Related - San Antonio, TX - Co-owner - Start Date 03/24/2023 - 1hr/month 3) 03/2023 - SEW PECAN, LLC - Business Entity For Tax/Investment Purposes Only - Non-inv. Related - San Antonio, TX - Co-owner - Start Date 03/24/2023 - 1hr/month 4) 03/2023 - La Gloria LTD - Business Owner - Non-inv. Related - San Antonio, TX - Owner - Start Date 03/24/2023 - 1hr/month
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-02-17 |
| S63 | Uniform Securities Agent State Law Examination | 1986-06-25 |
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