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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-14 |
| TX | RA | APPROVED_RES | 2020-05-01 |
Branch Locations
300 Corporate Pkwy Suite 216N, Amherst, NY 14226 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual | Redwood | NY | 01/2015 | Present |
| Mml Investors Services, Llc | Redwood | NY | 03/2017 | Present |
1.)Independent insurance agent - The Voss Group - from business address - 2 sec hours 0non sec hours - selling Dental and Group Disability Income, Disability, Fixed Annuities, Life/Accident/Health, Long-Term Care, Medicare Related Products - since 01/1993 2.) Independent Insurance Agent for Ashar Group, LLC - Life Settlement Business - from business address - 1 security hour and o non security hours - since 06/2016 3.)LLC Member for G2 LLC - Member of the LLC that was created to manage operating expenses and the management of large client base - from Norwich, NY - I own this business/organization with non-family partners - 1 sec hours 1 non sec hours - since 04/2013
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2007-01-04 |
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