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George K Vogt

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Frontenac, MO

Boca Grande, FL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2009-08-24
TX RA APPROVED 2006-07-24
MO RA APPROVED 2001-04-17
  • FL RA
    APPROVED
    Since 2009-08-24
  • TX RA
    APPROVED
    Since 2006-07-24
  • MO RA
    APPROVED
    Since 2001-04-17

Branch Locations

1630 S Lindbergh Blvd, Frontenac, MO 63131 • United States

Boca Grande, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Ladve MO 03/1988 Present
Bank Of America, N.A. Ladue MO 07/2011 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-03-24
S63 Uniform Securities Agent State Law Examination 1979-12-14
  • S65 Uniform Investment Adviser Law Examination
    1992-03-24
  • S63 Uniform Securities Agent State Law Examination
    1979-12-14
Other Names
  • George Kenneth Vogt

View on SEC IAPD

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AVIS NANNETTE CHANDLER
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KATHLEEN ANN TRIBOUT
LOUIS THOMAS PELLEGRINI
BARRY FRANCIS POWER

Other Offices

STIFEL, NICOLAUS & COMPANY, INCORPORATED · FRONTENAC, MO
STIFEL, NICOLAUS & COMPANY, INCORPORATED · FRONTENAC, MO
J.P. MORGAN SECURITIES LLC · Frontenac, MO
STRATEGIC ADVISERS LLC · ST. LOUIS, MO
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAINT LOUIS, MO
WELLS FARGO CLEARING SERVICES, LLC · FRONTENAC, MO
WELLS FARGO CLEARING SERVICES, LLC · FRONTENAC, MO
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · FRONTENAC, MO

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