Russel Urffer

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/1992 → Present
  (Dba) Midatlantic Insurance Consultant Ltd
  Etters, PA
• 01/2007 → 02/2025
  Concourse Financial Group Securities Inc
  Etters, PA
• 03/2008 → 02/2025
  Concourse Financial Group Securities Inc
  Etters, PA
• 02/2025 → Present
  Cetera Wealth Services, Llc
  Etters, PA
• 02/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2008-03-25 → 2025-02-20
  Concourse Financial Group Securities, Inc.
  Etters, PA
  Birmingham, AL
  Etters, PA
  Birmingham, AL

Other Businesses

(dba) MIDATLANTIC INSURANCE CONSULTANTS LTD (MAICLTD); Investment Related; Residence, Etters, PA; President; Start Date 08/1992; 110 hours per month; Marketing, administration recruiting and sales and service of fixed life and fixed annuity products. MidAtlantic Insurance Consultants, Ltd, is a wholesale distributor of life, disability, annuity and long-term care insurance to independent financial services professionals. >> HARRISBURG FOREST #43 TALL CEDARS OF LEBANON INTERNATIONAL; Non-Investment Related; 8143 Jonestown Road, Harrisburg, PA 17112; Board Member; Treasurer; Start Date 01/2021; 6 hours per month with no hours per month occurring during trading hours; As treasurer of this Masonic auxiliary, my duties are to remit payment for all invoices as approved by the senior presiding officer. I do not handle funds for deposit and all checks require two signatures. >> POA; Non-Investment Related; Etters, PA; Other; Power of Attorney (POA); Start Date 09/2024; No hours per month; Power of attorney for my son.

Exams

• S66 Uniform Combined State Law Examination
  2008-03-18
• S63 Uniform Securities Agent State Law Examination
  1984-05-04

Designations

• Chartered Financial Consultant

Other Names

• Russ Urffer
• Rusty Urffer