James Joseph Tyrrell

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2014 → 06/2024
  Securities America, Inc.
  Cape Elizabeth, ME
• 11/2014 → 06/2024
  Securities America Advisors, Inc.
  Cape Elizabeth, ME
• 06/2024 → Present
  Osaic Wealth, Inc.
  Cape Elizabeth, ME
• 06/2024 → Present
  Osaic Wealth, Inc.
  Cape Elizabeth, ME

Previous Registrations

• 2014-11-14 → 2024-06-14
  Securities America Advisors, Inc.
  La Vista, NE
  Cape Elizabeth, ME
  Cape Elizabeth, ME
  South Portland, ME
• 2002-08-22 → 2014-11-14
  Sunset Financial Services, Inc.
  Cape Elizabeth, ME
  Kansas City, MO

Other Businesses

JAMES TYRRELL POSITION: sell life and health ins NATURE: INSURANCE SALES - AGENT - Investment Related - Start Date: 7/1979 - Located at 2 Maxwell woods Dr Cape Elizabeth Me. 04107 INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 07/01/1979 ADDRESS: 2 Maxwell Woods Dr, Cape Elizabeth ME 04107, United States DESCRIPTION: sale of life and health insurance TYRRELL AGENCY POSITION: insurance sales NATURE: insurance sales INVESTMENT RELATED: NO NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 3 START DATE: 12/31/1999 ADDRESS: 20 HARRIMAN FARMS RD ME 04107 DESCRIPTION: INSURANCE SALES

Exams

• S63 Uniform Securities Agent State Law Examination
  1987-04-07

Designations

• Chartered Financial Consultant