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Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2013-05-06
  • TX RA
    APPROVED
    Since 2013-05-06

Branch Locations

3230 Camp Bowie Blvd Suites 400 And 775, Fort Worth, TX 76107 • United States

Fort Worth, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Ft. Worth TX 02/2013 Present
Other Businesses

BOYS & GIRLS CLUBS OF GREATER FORT WORTH & TARRANT COUNTY POSITION: ONE OF FIVE MEMBERS OF THE BOYS & GIRLS CLUBS ENDOWMENT FUND NATURE: NON PROFIT INVESTMENT RELATED: NO NUMBER OF HOURS: 4 INVESTMENT RELATED HOURS: 0 START DATE: 02/01/2005 ADDRESS: 3218 E. BELKNAP STREET, FORT WORTH, TEXAS 76111 DESCRIPTION: OVERSEE THE INVESTMENTS OF THE CLUB'S ENDOWMENT FUND.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-05-05
S63 Uniform Securities Agent State Law Examination 1991-05-06
  • S65 Uniform Investment Adviser Law Examination
    2013-05-05
  • S63 Uniform Securities Agent State Law Examination
    1991-05-06

View on SEC IAPD

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