Alan Tucker

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2004 → Present
  Lpl Financial Llc
  Hoffman Estates, IL

Previous Registrations

• 1998-09-11 → 2004-06-02
  Ws Griffith Securities, Inc.
  Rosemont, IL

Other Businesses

1. 4/18/2008 - TUCKER WEALTH MANAGEMENT, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - TIME SPENT 100%. 2. 2/3/2014 - HUNKEN AGENCY - Investment Related - NON-VARIABLE INSURANCE - TIME SPENT 2% - THE HUNKEN AGENCY IS A GENERAL AGENT FOR GUARDIAN LIFE INS. I AM LOOKING AT GUARDIAN'S TRADITIONAL WHOLE LIFE AND POSSIBLY THEIR DISABILITY INSURANCE PRODUCT TO SELL AS A SALES R. 3. 10/20/2019 - Tucker Wealth Management, LLC - Investment Related - At Reported Business Location(s) - Non-Variable Insurance DBA - Started 10/15/2014 - 1 Hour Per Month/0 Hours During Securities Trading. 4. 9/4/2019 - Eugene Cohen Insurance Agency - Investment Related - Non-Variable Insurance - Time Spent 0% - Universal Life. 5. 04/02/2025 - Professional Wealth Advisors, LLC - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date: 03/28/2025

Exams

• S63 Uniform Securities Agent State Law Examination
  1987-07-29

Designations

• Certified Financial Planner
• Chartered Financial Consultant