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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-06-29
TX RA APPROVED 2023-06-29
  • CA RA
    APPROVED
    Since 2023-06-29
  • TX RA
    APPROVED
    Since 2023-06-29

Branch Locations

25500 Hawthorne Blvd Ste 1140, Torrance, CA 90505 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Wealth Services, Llc El Segundo CA 01/2013 Present
Stsujitmoto, Llc Torrance CA 06/2021 Present
Aps Planning Service, Inc Torrance CA 04/1993 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 01/2013 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2021 → Present
    Stsujitmoto, Llc
    Torrance, CA
  • 04/1993 → Present
    Aps Planning Service, Inc
    Torrance, CA
  • 06/2023 → Present
    Schaumburg, IL
Other Businesses

1) NAME OF OTHER BUSINESS: INSURANCE, INVESTMENT RELATED: YES, ADDRESS: N/A, NATURE OF BUSINESS: SALE OF FIXED INSURANCE (LIFE), POSITION/TITLE/RELATIONSHIP: REGISTERED REPRESENTATIVE, START DATE: 11/20/2007, APX NUMBER OF HOURS PER MONTH: N/A, APX NUMBER OF HOURS DURING TRADING HOURS: N/A, BRIEF DESCRIPTION OF DUTIES: SALE OF VARIOUS INSURANCE COMPANIES AS A REGISTERED REPRESENTATIVE; 2) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 2/2021; APX NUMBER OF HOURS PER WEEK: 4 APX NUMBER OF HOURS DURING TRADING HOURS: 4; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE AND DISABILITY; 3) NAME OF OTHER BUSINESS: STSUJITMOTO, LLC INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: HORSE RACING/BREEDER; START DATE: 6/2021; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 30-40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: OWNER - BUYING AND SELLING HORSES, RACING AND BREEDING. PARTNER WITH TRAINER; 4) NAME OF OTHER BUSINESS: APS PLANNING SERVICE, INC, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: EXPENSE MANAGEMENT, START DATE: 04/1993, POSITION/TITLE/RELATIONSHIP: PRESIDENT/OWNER, APX NUMBER OF HOURS PER WEEK: 2, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: EXPENSE MANAGEMENT FOR BUSINESS OFFICE;

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1983-11-30
  • S63 Uniform Securities Agent State Law Examination
    1983-11-30
Designations

View on SEC IAPD

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