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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-02-06
FL RA APPROVED 2006-05-30
  • TX RA
    APPROVED_RES
    Since 2013-02-06
  • FL RA
    APPROVED
    Since 2006-05-30

Branch Locations

725 N Hwy A1A Ste E207, Jupiter, FL 33477 • United States

Hobe Sound, FL • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Linsco Private Ledger Jupiter FL 04/2006 Present
  • 04/2006 → Present
    Linsco Private Ledger
    Jupiter, FL
Previous Registrations
  • 1992-03-05 → 2006-05-02
    Raymond James Financial Services, Inc.
    Maitland, FL
    New Smyrna Beach, FL
    Palm City, FL
    Orlando, FL
    Dunedin, FL
    Deland, FL
Other Businesses

1. OUTSIDE FIXED INSURNACE - 4/28/06 2. 04/28/06 - OCEANVIEW MANAGEMENT LLC

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1992-04-27
  • S63 Uniform Securities Agent State Law Examination
    1992-04-27
Other Names
  • Joe Trotta

View on SEC IAPD

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