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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
MS RA APPROVED 2009-01-02
TX RA APPROVED_RES 2009-01-02
  • MS RA
    APPROVED
    Since 2009-01-02
  • TX RA
    APPROVED_RES
    Since 2009-01-02

Branch Locations

604 Hwy 80 E Suite B, Clinton, MS 39056 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Clinton MS 07/1986 Present
Raymond James Financial Services Advisors, Inc Clinton MS 01/2009 Present
Other Businesses

(1)Name of Business: William Thompson Address: 604B Highway 80 W, Clinton, MS, 39056-4168, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: No Start Date: 08/01/2006 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: i own the office building

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-05-13
S63 Uniform Securities Agent State Law Examination 1990-07-26
  • S65 Uniform Investment Adviser Law Examination
    2003-05-13
  • S63 Uniform Securities Agent State Law Examination
    1990-07-26
Other Names
  • Bill Thompson

View on SEC IAPD

Other Firms

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