Robert Eugene Thompson

Employer firm

Equity Services, Inc. CRD 265

$2.78B regulatory AUM 410 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Equity Services, Inc.

One National Life Drive, Montpelier, VT 05604 • United States

Current Registrations

Authority	Category	Status	Date
NE	RA	APPROVED	2001-06-08

NE RA
APPROVED

Since 2001-06-08

Branch Locations

Lincoln, NE • United States

One National Life Drive, Montpelier, VT 05604 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Equity Services, Inc.	Overland Park	KS	05/1974	Present

05/1974 → Present

Equity Services, Inc.

Overland Park, KS

Other Businesses

*INTEGRATED FINANCIAL CONCEPTS,1622 OLD FARM ROAD,LINCOLN,NE 68512-1878,INVESTMENT RELATED,INSURANCE SALES,SOLE PROPRIETOR, 01/1999,40HR/MTH,DURING TRADING HRS,SELL LIFE,DI,MEDICAL,LTC,ANNUITIES UNDER THE ABOVE NAME*PEOPLE LINK,1622 OLD FARM RD, LINCOLN,NE 68512-1878,NOT INV RELATED,CHRISTIAN MISSIONARY ACTIVITY, CHAIRMAN OF THE BOARD FOR A NON-PROFIT ORGANIZATION,06/09/2006,1 HR/MTH,CHAIR BOARD MEETINGS.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2001-05-17
S63	Uniform Securities Agent State Law Examination	1999-07-15

S66 Uniform Combined State Law Examination

2001-05-17
S63 Uniform Securities Agent State Law Examination

1999-07-15

Designations

Chartered Financial Consultant

View on SEC IAPD