Bruce Stewart Thompson

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2006 → Present
  Lpl Financial, Llc
  Camas, WA

Previous Registrations

• 2006-01-27 → 2006-06-07
  Equitable Advisors, Llc
  New York, NY
  Portland, OR
  Portland, OR

Other Businesses

1. 05/04/2006: BRUCE S THOMPSON & ASSOCIATES, LLC - Non-Variable Insurance DBA - INV REL - At Reported Business Location(s) - SELLING OUTSIDE FIXED INSURANCE - 35% Time Spent 2. 07/21/2016: Bruce S Thompson & Associates, LLC - Insurance Agency - INV REL - At Reported Business Location(s) - Start 05/07/2003 - This business is conducted as an individual agent - Bruce S Thompson or through my agency - Bruce S Thompson & Associates, LLC. I am paid commissions at the carrier level. I am the sole owner of the agency. - 10 Hr/Mo; 10 Hours During Securities Trading 3. 07/21/2016: Bruce S Thompson & Associates, LLC - DBA for LPL Business (entity for LPL business) - INV REL - At Reported Business Location(s) - Start 05/07/2003 - 10 Hr/Mo; 10 Hours During Securities Trading. 4. 2/26/2018 - No Business Name - Not Investment Related - 2919 NW Kent Street, Camas, WA 98607-9334; Vancouver, WA 98684; & Wailuku, Maui, HI 96793 - Real Estate Rental - Started 05/27/2010 - 4 Hours Per Month/0 Hours During Securities Trading - CO-OWNER & MANAGER WITH WIFE.

Exams

• S66 Uniform Combined State Law Examination
  2005-10-05