Thomas Robert Teegarden

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2013 → 10/2024
  Raymond James & Associates, Inc.
  Oakbrook Terrace, IL
• 10/2024 → Present
  Raymond James Financial Services, Inc.
  Oak Brook, IL
• 10/2024 → Present
  Raymond James Financial Services Advisors, Inc.
  Oak Brook, IL

Previous Registrations

• 2013-09-06 → 2024-10-23
  Raymond James & Associates, Inc.
  Chicago, IL
  Oakbrook Terrace, IL
• 2008-01-01 → 2013-08-22
  Wells Fargo Clearing Services, Llc
  Oak Brook, IL
  Oakbrook Terrace, IL
• 2001-02-08 → 2008-01-01
  A. G. Edwards & Sons, Inc.
  Oakbrook Terrace, IL
  St. Louis, MO
  Oakbrook Terrace, IL

Other Businesses

(1)Name of Business: Teegarden Wealth Advisors Address: 1301 W. 22nd Street, Suite 530, Oak Brook, IL, 60523, United States Activity Type: Support Company - Owner Position/Title: Independent Contractor Investment Related: No Start Date: 10/17/2024 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 21-40 Description of duties: Moved from RJA to RJFS. Opening up new branch. I am co-owner with Rebecca Klody.

Exams

• S65 Uniform Investment Adviser Law Examination
  2009-07-09
• S63 Uniform Securities Agent State Law Examination
  1980-11-18