Richard P Tarantino

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2011-05-23
TX	RA	APPROVED_RES	2006-03-23
CT	RA	APPROVED	1989-11-16

FL RA
APPROVED

Since 2011-05-23
TX RA
APPROVED_RES

Since 2006-03-23
CT RA
APPROVED

Since 1989-11-16

Branch Locations

Naples, FL • United States

1414 Main St, Springfield, MA 01144 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Springfield	MA	03/1974	Present
Bank Of America, N.A.	Springfield	MA	07/2011	Present

03/1974 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Springfield, MA
07/2011 → Present

Bank Of America, N.A.

Springfield, MA

Other Businesses

I*75828 For profit or not for profit: For-Profit Organization Name of outside business organization: Aviation Partners LLC Investment related: N Address of business: Jackson, Wyoming 83001 Nature of business: LLC, Position, title, association: Family Held, Start date of relationship: 4/2/2007 Number of hours devoted: 0 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: LLC to manage family assets

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1994-09-01
S63	Uniform Securities Agent State Law Examination	1980-05-22

S65 Uniform Investment Adviser Law Examination

1994-09-01
S63 Uniform Securities Agent State Law Examination

1980-05-22

Other Names

Richard Patrick Tarantino

View on SEC IAPD