Gerald Christopher Tambe

LPl Financial LLC

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Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-01-01

CA RA
APPROVED

Since 2025-01-01

Branch Locations

Claremont, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Arcadia	CA	03/2008	Present

03/2008 → Present

Lpl Financial Llc

Arcadia, CA

Previous Registrations

2008-01-01 → 2008-04-28

Wells Fargo Clearing Services, Llc

Pasadena, CA
1997-07-08 → 2008-01-01

A. G. Edwards & Sons, Inc.

Pasadena, CA

St. Louis, MO

Pasadena, CA

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1986-11-05

S63 Uniform Securities Agent State Law Examination

1986-11-05

Other Names

Jerry Tambe
Gerald Christopher Tambe

View on SEC IAPD

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