Best Investors Account Sign in

Richard Kelly Sutor

Osaic Wealth, Inc.

Bel Air, MD

CRD 440391

Claim This Profile
Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2025-01-24
TX RA APPROVED 2025-01-24
  • MD RA
    APPROVED
    Since 2025-01-24
  • TX RA
    APPROVED
    Since 2025-01-24

Branch Locations

Bel Air, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Towson MD 05/2009 11/2016
Wells Fargo Clearing Services, Llc Towson MD 11/2016 01/2023
Lincoln Financial Advisors Corporation Bel Air MD 01/2023 01/2025
Osaic Wealth, Inc. Bel Air MD 01/2025 Present
Previous Registrations
  • 2023-01-06 → 2025-01-24
    Osaic Fa, Inc.
    Bel Air, MD
    Blue Bell, PA
  • 2008-01-01 → 2023-01-25
    Wells Fargo Clearing Services, Llc
    Hunt Valley, MD
    Baltimore, MD
    Hunt Valley, MD
    Hunt Valley, MD
    Hunt Valley, MD
  • 1991-09-19 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Baltimore, MD
    St. Louis, MO
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1991-10-03
  • S63 Uniform Securities Agent State Law Examination
    1991-10-03

View on SEC IAPD

More in Bel Air, MD

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor