Jarrett Drummond Dawson

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2010 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Pennington, NJ

Other Businesses

I*470334 Entity Type; Governmental Name of outside business organization: FINRA Investment related: No Address of business: New York, New York, 10006 Position, title, association: Consultant/Independent Contractor Start date of relationship: 8/3/2020 Number of hours devoted: 20 hours Yearly Number of hours devoted during trading hours: 0 Duties: Financial Industry Regulatory Authority, Inc Assist with resolving securities-related disputes. I*: 2688269 Entity Type: For Profit Name of OBA: Wicked Willow Address: Lambertville, NJ 08530 Investment Related: No Position, Title, Association: Owner Employee Start Date: 07/25/2025 Number of Hours: 8 hrs wkly Number of Hours during trading: 0 Duties: Owner/Operator

Exams

• S66 Uniform Combined State Law Examination
  2016-08-04

Other Names

• Jarrett Dawson