Mark Edwin Strangis

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
MN	RA	APPROVED	2014-01-21

MN RA
APPROVED

Since 2014-01-21

Branch Locations

Edina, MN • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Linsco Private Ledger	Minneapolis	MN	09/2007	Present

09/2007 → Present

Linsco Private Ledger

Minneapolis, MN

Other Businesses

1. 9/14/07- DBA ONLY- STRANGIS WEALTH MANAGEMENT/ MINNEAPOLIS, MN

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-12-31
S63	Uniform Securities Agent State Law Examination	1991-07-19

S65 Uniform Investment Adviser Law Examination

1999-12-31
S63 Uniform Securities Agent State Law Examination

1991-07-19

View on SEC IAPD