Arthur Douglas Stevens

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2022-05-13
TX	RA	APPROVED_RES	2020-04-02
PA	RA	APPROVED	2013-07-31

NJ RA
APPROVED

Since 2022-05-13
TX RA
APPROVED_RES

Since 2020-04-02
PA RA
APPROVED

Since 2013-07-31

Branch Locations

1650 Market Street 42Nd Floor, Philadelphia, PA 19103 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney Llc	Philadelphia	PA	06/2009	Present
Morgan Stanley Private Bank, N.A.	New York	NY	01/2015	Present

06/2009 → Present

Morgan Stanley Smith Barney Llc

Philadelphia, PA
01/2015 → Present

Morgan Stanley Private Bank, N.A.

New York, NY

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1981-02-24

S63 Uniform Securities Agent State Law Examination

1981-02-24

Designations

View on SEC IAPD

Current Employers

Morgan Stanley

Disclosures

Employment History

Exams

Designations

Other Firms

Other Investors

Other Offices

Reviews