Edwin Locksley Stanton

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2009 → Present
  Morgan Stanley Smith Barney
  Los Angeles, CA
• 01/2015 → Present
  Morgan Stanley Private Bank, National Association
  New York, NY

Previous Registrations

• 2008-05-05 → 2009-06-01
  Morgan Stanley & Co. Llc
  Beverly Hills, CA
• 2004-10-29 → 2008-05-15
  J.P. Morgan Securities Llc
  Los Angeles, CA
  Los Angeles, CA
• 2003-07-01 → 2004-11-16
  Wells Fargo Clearing Services, Llc
  Richmond, VA
• 1999-10-16 → 2003-07-01
  Prudential Equity Group, Llc
  Los Angeles, CA

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-04-06
• S63 Uniform Securities Agent State Law Examination
  1989-10-26

Other Names

• Edwin Locksley Stanton