Richard Spraker

Current Employers

Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2025-12-02
CA	RA	APPROVED	2025-08-22
TX	RA	APPROVED	2025-08-22

CO RA
APPROVED

Since 2025-12-02
CA RA
APPROVED

Since 2025-08-22
TX RA
APPROVED

Since 2025-08-22

Branch Locations

Durango, CO • United States

450 Newport Center Dr Suite 595 5Th Fl, Newport Beach , CA 92660 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Newport Beach	CA	05/2009	11/2016
Wells Fargo Clearing Services, Llc	Newport Beach	CA	11/2016	08/2025
Wells Fargo Advisors Financial Network, Llc	Newport Beach	CA	08/2025	Present

05/2009 → 11/2016

Wells Fargo Advisors Llc

Newport Beach, CA
11/2016 → 08/2025

Wells Fargo Clearing Services, Llc

Newport Beach, CA
08/2025 → Present

Wells Fargo Advisors Financial Network, Llc

Newport Beach, CA

Previous Registrations

2003-07-01 → 2025-08-22

Wells Fargo Clearing Services, Llc

Durango, CO

Newport Beach, CA

Laguna Beach, CA

Laguna Beach, CA

Newport Beach, CA
1998-03-27 → 2003-07-01

Prudential Equity Group, Llc

Newport Beach, CA

Other Businesses

TRUSTEE FOR FAMILY TRUST, INV RELATED, DURANGO, CO, START 12/31/1930, ZERO HOURS PER MONTH, ZERO DURING TRADING.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1980-05-22

S63 Uniform Securities Agent State Law Examination

1980-05-22

Other Names

Richard Lawrence Spraker

View on SEC IAPD