Jack Burton Spencer

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2009 → 09/2018
  Securities Service Network, Inc
  Valley City, OH
• 09/2018 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 09/2018 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Previous Registrations

• 2009-10-21 → 2018-09-23
  Ssn Advisory, Inc.
  Valley City, OH
• 2005-10-06 → 2009-10-22
  Lpl Financial Llc
  Nashville, OH
  Valley City, OH

Other Businesses

1) INDEPENDENT INSURANCE AGENT, Jack B. Spencer,7/17/18,THROUGH VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 1/Month - 1/TRADING. 2) Firewood Sales, MillerLite Firewood, 2121 Columbia Rd., Valley City, OH 44280,President since 7/17/18, non-investment related, 5/wk - 0/trading. 3) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING. SEE EMPLOYMENT FOR START DATE. 4) J. SPENCER INVESTMENTS, Valley City OH 44280, United States, 12/31/2023, IAR, DBA Name, INV REL, 160 HR/MO - 120 HR/MO TRADING

Exams

• S63 Uniform Securities Agent State Law Examination
  1985-03-15

Designations

• Certified Financial Planner