Edward Harry Soderberg

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2006 → 02/2018
  Invest Financial Corporation
  Norwalk, CT
• 02/2018 → Present
  Lpl Financial Llc
  Norwalk, CT

Previous Registrations

• 2006-12-01 → 2018-02-14
  Invest Financial Corporation
  Norwalk, CT
  Appleton, WI
• 1999-09-01 → 2005-09-14
  Osaic Fa, Inc.
  Easton, CT

Other Businesses

1. 02/14/2018 - YMCA - Not Investment Related - At Reported Business Location(s) - Other - INSTRUCTOR - Start Date 10/2001 - 20 Hours Per Month. 2. 02/14/2018 - No Business Name - Not Investment Related - 18 STAPLES RD, EASTON, CT - Other - PHOTOGRAPHER - Start Date 01/01/09 - 16 Hours Per Month/8 During Securities Trading. 3. 02/14/2018 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - AGENT - Start Date 05/1974 - 80 Hours Per Month.

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-07-31
• S63 Uniform Securities Agent State Law Examination
  1991-11-01

Designations

• Chartered Financial Consultant