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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2024-06-28 |
| DC | RA | APPROVED | 2003-07-01 |
| TX | RA | APPROVED_RES | 2003-07-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Washington | DC | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Washington | DC | 11/2016 | Present |
LOUDOUN COUNTY BOARD OF ELECTIONS; NOT INV RELATED; LEESBURG, VA; BOARD OF ELECTIONS; ELECTION OFFICER; START DATE 9/2011; 1 DAY PER YEAR; DUTIES: WORK AT POLLS. EXECUTOR FOR MOTHER'S ESTATE; INV. RELATED; PURCELLVILLE, VA; START DATE 2/2016; 0 HRS PER MONTH.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-01-06 |
| S63 | Uniform Securities Agent State Law Examination | 1979-09-19 |
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