Lawrence Howard Sizeler

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2022-03-18
TX	RA	APPROVED_RES	2022-03-17

FL RA
APPROVED

Since 2022-03-18
TX RA
APPROVED_RES

Since 2022-03-17

Branch Locations

4030 W Boy Scout Blvd Ste 150, Tampa, FL 33607 • United States

Tampa, FL • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
First Southeastern Securities Group, Incorporated	Tampa	FL	03/2001	03/2022
Wells Fargo Clearing Services, Llc	Tampa	FL	03/2022	Present

03/2001 → 03/2022

First Southeastern Securities Group, Incorporated

Tampa, FL
03/2022 → Present

Wells Fargo Clearing Services, Llc

Tampa, FL

Previous Registrations

2007-10-23 → 2022-04-01

Capitol Securities Management, Inc.

Tampa, FL

Tampa, FL

Other Businesses

POWER OF ATTORNEY FOR SPOUSE; INV. RELATED; TAMPA, FL; START DATE 11/2022; 5 HRS PER MONTH; 1 HR DURING TRADING.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2007-10-05
S63	Uniform Securities Agent State Law Examination	1984-09-17

S65 Uniform Investment Adviser Law Examination

2007-10-05
S63 Uniform Securities Agent State Law Examination

1984-09-17

View on SEC IAPD