Frank Ronald Sites

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2014 → Present
  Cetera Advisors Llc
  Denver, CO
• 03/2024 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2009-09-08 → 2014-12-19
  Lpl Financial Llc
  Santa Rosa, CA
  Santa Rosa, CA
  Santa Rosa, CA
• 2002-01-29 → 2009-10-13
  Associated Planners Investment Advisory Inc
  Santa Rosa, CA
• 2006-05-10 → 2009-09-08
  Associated Securities Corp.
  Santa Rosa, CA
  Santa Rosa, CA

Other Businesses

(1) FIXED INSURANCE WITH VARIOUS COMPANIES, INVEST REL, SAME AS REGISTERED LOCATION, FIXED INSURANCE, START 11/26/14, VARIOUS HRS DURING TRADING, INSURANCE AGENT, SELLS LIFE, HEALTH DISABILITY, ANNUITIES AND LONG TERM CARE. (2) SITES RETIREMENT SOLUTIONS, INVEST REL, SAME AS REGISTERED LOCATION, DBA FOR RETIREMENT PLANNING, INVESTMENTS AND INSURANCE, START 07/01/12, 40+HRS DURING TRADING, OWNER OF DBA, PROVIDING RETIREMENT PLANNING, INVESTMENT AND INSURANCE SERVICES. (3) ROTARY CLUB OF THE VALLEY OF THE MOON, NOT INVEST REL, 6572 OAKMONT DR, STE A, OAKMONT, CA 95409, ROTARY CLUB, START 05/01/07, 4-5HR/WK NOT DURING TRADING, MEMBERSHIP DUTIES, FUND RAISING, PAST PRESIDENT, DEVELOPMENT CHAIRMAN. (4) NAME OF OTHER BUSINESS: TELESIS FINANCIAL; INVESTMENT RELATED: YES; ADDRESS: 1001 CAMINO DEL RIO SO. STE 530, SAN DIEGO, CA 92108; NATURE OF BUSINESS: DBA FOR FINANCIAL SERVICES; START DATE: 08/2017; POSITION/TITLE/RELATIONSHIP: REGISTERED REP; APX NUMBER OF HOURS PER WEEK: 30; APX NUMBER OF HOURS DURING TRADING HOURS: 30; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; (5) NAME OF OTHER BUSINESS: SITES INSURANCE SERVICES LLC ; INVESTMENT RELATED: NO ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: INSURANCE PRODUCTS ; START DATE: 01/2020 ; POSITION/TITLE/RELATIONSHIP: OWNER / AGENT ; APX NUMBER OF HOURS PER WEEK: 5 ; APX NUMBER OF HOURS DURING TRADING HOURS: 5 ; BRIEF DESCRIPTION OF DUTIES: SALES OF INSURED LIFE, ANNUITY, LTC AND HEALTH INSURANCE ;

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-10-12
• S63 Uniform Securities Agent State Law Examination
  1998-11-11

Other Names

• Frank Ronald Sites