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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2005-06-01
  • PA RA
    APPROVED
    Since 2005-06-01

Branch Locations

508 North Tyson Avenue, Glenside, PA 19038 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 06/2005 06/2020
Equitable Advisors, Llc New York NY 06/2005 Present
Previous Registrations
  • 2002-11-21 → 2005-06-01
    Mony Securities Corporation
    Glenside, PA
Other Businesses

1) BI-WEEKLY MORTGAGE CO., OFFICER, SECRETARY, SINCE 5/1995 2) DBA The Philadelphia Wealth Management Company

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2001-02-19
S65 Uniform Investment Adviser Law Examination 1997-09-25
  • S63 Uniform Securities Agent State Law Examination
    2001-02-19
  • S65 Uniform Investment Adviser Law Examination
    1997-09-25
Designations

View on SEC IAPD

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