Harvey David Silverman

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2003 → 03/2017
  Metlife Securities Co.
  West Hartford, CT
• 03/2017 → Present
  Mml Investors Services, Llc
  Bloomfield, CT
• 07/2016 → Present
  Massachusetts Mutual Life Insurance Company
  Bloomsfield, CT

Previous Registrations

• 2003-07-16 → 2017-03-25
  Msi Financial Services, Inc.
  Bloomfield, CT
  Springfield, MA
• 1997-05-29 → 2003-05-13
  Mony Securities Corporation
  West Hartford, CT

Other Businesses

1.) INDEPENDENT INSURANCE AGENT DISABILITY, FIXED ANNUITIES, LIFE/ACCIDENT/HEALTH, LONG-TERM CARE 5 TRADING HOURS 1 NON TRADING HOUR START 1/2001 2.)FUNERAL DIRECTOR AND EMBALMER 3 WEEKDAY HOURS 0 WEEKEND HOURS START 7/1959 3.) OWNER-PROFESSIONAL SERVICES OF AMERICA-DBA-FROM RESIDENTIAL ADDRESS-20HRS SEC, 5HRS NONSEC-SINCE 02/2000

Exams

• S66 Uniform Combined State Law Examination
  2002-05-09
• S63 Uniform Securities Agent State Law Examination
  1998-11-16