Best Investors Account Sign in

Alan Marshall Silverman

LPl Enterprise, LLC

Deerfield Beach, FL

Wakefield, MA

Claim This Profile
Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-09-22
MA RA APPROVED 2024-12-04
  • FL RA
    APPROVED
    Since 2025-09-22
  • MA RA
    APPROVED
    Since 2024-12-04

Branch Locations

Deerfield Beach, FL • United States

500 Edgewater Drive Suite 595, Wakefield, MA 01880 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Prudential Insurance Company Of America Boca Raton FL 02/1965 Present
Pruco Securities, Llc. Boca Raton FL 02/1965 11/2024
Lpl Enterprise, Llc Beverly MA 11/2024 Present
Previous Registrations
  • 2022-01-31 → 2024-11-20
    Pruco Securities, Llc.
    Boca Raton, FL
    Beverly, MA
    Beverly, MA
    Boca Raton, FL
    Danvers, MA
    Deerfield Beach, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-04-13
S63 Uniform Securities Agent State Law Examination 1983-02-14
  • S65 Uniform Investment Adviser Law Examination
    1999-04-13
  • S63 Uniform Securities Agent State Law Examination
    1983-02-14

View on SEC IAPD

More in Deerfield Beach, FL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor