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Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2021-04-16
TX RA APPROVED_RES 2021-04-07
  • IL RA
    APPROVED
    Since 2021-04-16
  • TX RA
    APPROVED_RES
    Since 2021-04-07

Branch Locations

21925 W. Field Parkway, Suite 206, Deer Park, IL 60010 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services, Inc Barrington IL 11/2013 04/2021
Raymond James & Associates Inc Deer Park IL 04/2021 Present
Silver Leberatore Group, Llc Deer Park IL 04/2021 Present
Previous Registrations
Other Businesses

(1)Name of Business: Address: High Terrace Lane, Bannockburn, IL, 60015, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 02/01/2023 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Own house and pay most expenses. (2)Name of Business: EIS Enterprises, Inc. Address: 1 High Terrace Lane, Bannockburn, IL, 60015, United States Activity Type: Business Owner Position/Title: Officer - CEO Investment Related: No Start Date: 05/01/2010 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Manage company (3)Name of Business: Lighthouse Racing, LLC. Address: 1 High Terrace Lane, Bannockburn, IL, 60015, United States Activity Type: Business Owner Position/Title: Partner Investment Related: No Start Date: 05/15/2025 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Passive (4)Name of Business: Silver Liberatore Group LLC Address: 21925 Field Parkway, Deer Park, IL, 60010, United States Activity Type: Business Owner Position/Title: Partner Investment Related: No Start Date: 04/01/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: one of three owners in this shell LLC created for RJAS branch

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-10-12
S63 Uniform Securities Agent State Law Examination 1986-06-04
  • S65 Uniform Investment Adviser Law Examination
    2007-10-12
  • S63 Uniform Securities Agent State Law Examination
    1986-06-04
Other Names
  • Earl Irwin Silver

View on SEC IAPD

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