David N Sheppard

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/1971 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Barrington, IL
• 06/2011 → Present
  Bank Of America, N.A.
  Deer Park, IL

Other Businesses

I*99628 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: BOY SCOUTS OF AMERICA NATIONAL FOUNDATION INVESTMENT RELATED: N ADDRESS OF BUSINESS: IRVING, TEXAS 75038 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: TRUSTEE, START DATE OF RELATIONSHIP: 11/7/2016 NUMBER OF HOURS DEVOTED: 20 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 4 DUTIES: TRUSTEE, HELP ESTABLISH A CULTURE OF PHILANTHROPY FOR THE BSA FOUNDATION. HELP RAISE FUNDS FOR LOCAL AND NATIONAL SCOUTING INITIATIVES.

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-02-12
• S63 Uniform Securities Agent State Law Examination
  1980-01-18

Other Names

• David Niles Sheppard