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Joseph Michael Sebo

Joseph M. Sebo, Cfp Inc.

Oceanside, CA

CRD 417737

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Employer firm

Joseph M. Sebo, Cfp Inc. CRD 323589

$1.97M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Joseph M. Sebo, Cfp Inc.

1034 S. Myers St., Oceanside, CA 92054 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-11-18
  • CA RA
    APPROVED
    Since 2022-11-18

Branch Locations

Oceanside, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Chronos Corporation San Deigo CA 01/2013 10/2017
Rutman Corporation, Dba Chronos San Diego CA 02/2017 Present
Joseph M. Sebo, Cfp Inc. Oceanside CA 09/2022 Present
  • 01/2013 → 10/2017
    Chronos Corporation
    San Deigo, CA
  • 02/2017 → Present
    Rutman Corporation, Dba Chronos
    San Diego, CA
  • 09/2022 → Present
    Oceanside, CA
Previous Registrations
  • 2017-09-11 → 2022-11-30
    Chronos
    San Diego, CA
  • 2013-02-04 → 2017-10-13
    Chronos Corporation
    San Diego, CA
  • 2005-03-23 → 2012-12-31
    R.W. Towt & Associates
    San Diego, CA
    San Diego, CA
    Oceanside, CA
    San Diego, CA
    San Diego, CA
  • 2002-05-30 → 2004-05-25
    Questar Capital Corporation
    Oceanside, CA
Other Businesses

GLOBAL PAYOUT 1835 SUNSET CLIFFS BLVD. SUITE 202, SAN DIEGO CA. 92107. THIS IS A PUBLIC COMPANY TRADED ON THE OTC-BB/PINK SHEETS. I'M THE CFO, SECRETARY AND A DIRECTOR OF THE COMPANY. THIS COMPANY'S BUSINESS IS DEBIT CARDS. I WORK 80 PER MONTH AND OF THAT 20 HOURS PER MONTH ARE DURING MARKET HOURS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-05-23
S63 Uniform Securities Agent State Law Examination 1983-02-09
  • S65 Uniform Investment Adviser Law Examination
    2002-05-23
  • S63 Uniform Securities Agent State Law Examination
    1983-02-09
Designations
  • Certified Financial Planner

View on SEC IAPD

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