Ronald Eugene Scott

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/1978 → 08/2017
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Sherman Oaks, CA
• 08/2017 → Present
  Lpl Financial, Llc
  Stevenson Ranch, CA

Previous Registrations

• 1990-05-22 → 2017-09-05
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Encino, CA
  Encino, CA

Other Businesses

1. 08/31/2017 - BAUMAN SCOTT FINANCIAL SERVICES/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ 100%/ STEVENSON RANCH, CA

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-12-08
• S63 Uniform Securities Agent State Law Examination
  1986-06-25

Other Names

• Ron Scott