James Kenneth Schuman

Current Employers

Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2019-07-30
MO	RA	APPROVED	1995-10-31

TX RA
APPROVED_RES

Since 2019-07-30
MO RA
APPROVED

Since 1995-10-31

Branch Locations

2021 S. Lindbergh Blvd., Frontenac, MO 63131 • United States

Clayton, MO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Stifel, Nicolaus & Company, Incorporated	St Louis	MO	11/1988	Present

11/1988 → Present

Stifel, Nicolaus & Company, Incorporated

St Louis, MO

Other Businesses

Endowment Fund of the Rotary Club of St. Louis; 405 Washington Ave St. Louis MO 63102;service club;Board Member of the Endowment Fund;Fund decisions;06/09/1994;1.00 Hour(s) Per Quarter;not during securities trading hours;not investment related.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2006-01-31
S63	Uniform Securities Agent State Law Examination	1980-05-02

S65 Uniform Investment Adviser Law Examination

2006-01-31
S63 Uniform Securities Agent State Law Examination

1980-05-02

Other Names

Ken Schuman

View on SEC IAPD

Current Employers

Stifel, Nicolaus & Company, Incorporated

Disclosures

Employment History

Other Businesses

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews