James Kenneth Schuman

Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/1988 → Present
  Stifel, Nicolaus & Company, Incorporated
  St Louis, MO

Other Businesses

Endowment Fund of the Rotary Club of St. Louis; 405 Washington Ave St. Louis MO 63102;service club;Board Member of the Endowment Fund;Fund decisions;06/09/1994;1.00 Hour(s) Per Quarter;not during securities trading hours;not investment related.

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-01-31
• S63 Uniform Securities Agent State Law Examination
  1980-05-02

Other Names

• Ken Schuman