Marcia Sue Schoolfield Spellman

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2006 → Present
  Raymond James Financial Services, Inc
  Dallas, TX
• 01/2009 → Present
  Raymond James Financial Services Advisors, Inc
  Dallas, TX
• 03/2012 → 12/2020
  Insurance-Non Variable
  Dallas, TX
• 07/1987 → Present
  Mineral Interests
  Converse, TX
• 06/2006 → 05/2020
  Carter Advisory Services
  Dallas, TX

Previous Registrations

• 2007-04-25 → 2020-05-08
  Carter Advisory Services, Inc
  Dallas, TX
• 2003-12-17 → 2006-06-08
  Hilltop Securities Inc.
  Dallas, TX
  Dallas, TX
• 1983-08-23 → 2003-12-31
  Spellman Capital Corporation
  Dallas, TX

Other Businesses

(1)Name of Business: Biga International, LP Address: 108 B Barrera St., San Antonio, TX, 78210, United States Activity Type: Personal/Private Investment Position/Title: Investment Related: Yes Start Date: 12/01/2003 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: (2)Name of Business: Carter Financial Management Address: 12222 Merit Dr Ste 1800, Dallas, TX, 75251, United States Activity Type: Support Company - Non Owner Position/Title: Independent Contractor Investment Related: No Start Date: 12/01/2010 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: this is simply how we hold ourselves out to public, and do business as Carter Financial Management.. (3)Name of Business: Cloud Fund 2012 LP Address: 6338 N. New Braunfels, #253, San Antonio, TX, 78209, United States Activity Type: Personal/Private Investment Position/Title: Investment Related: Yes Start Date: 09/12/2012 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: (4)Name of Business: Cloud Fund 2013, LP Address: 6338 N New Braunfels Ave., #253 , San Antonio, TX, 78209, United States Activity Type: Personal/Private Investment Position/Title: Investment Related: Yes Start Date: 09/15/2013 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties:

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-09-11
• S63 Uniform Securities Agent State Law Examination
  1982-11-05

Designations

• Certified Financial Planner

Other Names

• Marcia Sue Schoolfield Spellman
• Marcia Sue Spellman
• Marciasue Schoolfield Spellman