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Joseph Michael Scanlon

Mesirow Financial Investment Management, Inc.

Chicago, IL

CRD 412023

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Employer firm

Mesirow Financial Investment Management, Inc. CRD 111135

$50.4B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Mesirow Financial Investment Management, Inc.

353 N. Clark St, Chicago, IL 60654 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-10-14
CA RA APPROVED 2013-01-03
IL RA APPROVED 2006-09-28
  • TX RA
    APPROVED_RES
    Since 2013-10-14
  • CA RA
    APPROVED
    Since 2013-01-03
  • IL RA
    APPROVED
    Since 2006-09-28

Branch Locations

353 N. Clark St, Chicago, IL 60654 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mesirow Financial, Inc. Chicago IL 12/1993 Present
  • 12/1993 → Present
    Mesirow Financial, Inc.
    Chicago, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-01-10
S63 Uniform Securities Agent State Law Examination 1981-07-06
  • S65 Uniform Investment Adviser Law Examination
    2003-01-10
  • S63 Uniform Securities Agent State Law Examination
    1981-07-06

View on SEC IAPD

Nearby Firms

BROWNSON, REHMUS & FOXWORTH, INC.
PFINGSTEN PARTNERS, L.L.C.
GUGGENHEIM FUNDS DISTRIBUTORS, LLC

Nearby Investors

James Michael Franch
HAROLD NELSON LEAVELL
CARLYLE KELLY MADDEN

Nearby Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL

More in Chicago, IL

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