Daniel Thomas Scalzi

Employer firm

Brookstone Capital Management LLC CRD 141413

$12.8B regulatory AUM 35 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Brookstone Capital Management Llc

1745 S. Naperville Road Suite 200, Wheaton, IL 60189 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-06-10
CT	RA	APPROVED	2021-06-04
DE	RA	APPROVED	2021-06-04

NY RA
APPROVED

Since 2021-06-10
CT RA
APPROVED

Since 2021-06-04
DE RA
APPROVED

Since 2021-06-04

Branch Locations

Danbury, CT • United States

1745 S. Naperville Road Suite 200, Wheaton, IL 60189 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination Yes

Employment History

Organization	City	State	From	To
Stifel, Nicolaus & Company, Incorporated	St. Louis	MO	07/2015	05/2021
Brookstone Capital Management	Wheaton	IL	06/2021	Present

07/2015 → 05/2021

Stifel, Nicolaus & Company, Incorporated

St. Louis, MO
06/2021 → Present

Brookstone Capital Management

Wheaton, IL

Previous Registrations

2015-07-07 → 2021-05-13

Stifel, Nicolaus & Company, Incorporated

St. Louis, MO

New York, NY

New York, NY

New York, NY
2014-09-12 → 2015-07-07

Intl Advisory Consultants Inc.

New York, NY
2011-01-24 → 2014-09-16

Oppenheimer & Co. Inc.

Stamford, CT
2011-01-03 → 2011-01-19

Osaic Fs, Inc.

Southport, CT

Braintree, MA

Southport, CT
2008-07-01 → 2010-12-31

U.S. Financial Advisors

Wilmington, DE

Stamford, CT

Southport, CT
2006-08-07 → 2008-09-12

Matrix Investment Research Llc

New York, NY

Other Businesses

JD Mellberg FiNancial, Retirement Income Planning, 3067 W Ina Rd,Suite 105, Tucson, AZ 85741, Insurance, Investment Advisor, Start date:5/17/2021, 120 hours p/m, 5 hours a day during the trading day, Retirement Income Sales.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2006-07-25
S63	Uniform Securities Agent State Law Examination	1983-11-16

S65 Uniform Investment Adviser Law Examination

2006-07-25
S63 Uniform Securities Agent State Law Examination

1983-11-16

View on SEC IAPD