Best Investors
Account
Sign in
Best Investors
Account
Sign in
400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-11-08 |
| LA | RA | APPROVED | 2023-05-22 |
| MD | RA | APPROVED | 2017-11-07 |
Branch Locations
100 International Drive 23Rd Floor, Baltimore, MD 21202 • United States
400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States
Baltimore, MD • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Baltimore | MD | 06/2009 | 10/2017 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 10/2017 |
| Raymond James Financial Services | Baltimore | MD | 10/2017 | 05/2022 |
| Steward Partners Investment Advisory, Llc | New York | NY | 10/2017 | Present |
| Steward Partners Global Advisory, Llc | Baltimore | MD | 10/2017 | Present |
| Steward Partners Investment Solutions, Llc | Baltimore | MD | 05/2022 | Present |
(1)Name of Business: SMH Capital Group Address: 100 International Dr Ste 21100, Baltimore, MD, 21230, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 10/20/2017 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 21-40 Description of duties: Financial Advisor (2)Name of Business: Steward Partners Global Advisory Address: 100 International Dr Ste 21100, Baltimore, MD, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: No Start Date: 12/01/2017 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: fixed life, disability health, immediate and fixed annuities and long term care (3)Name of Business: Steward Partners Investment Advisory LLC Address: 100 International Dr Ste 21100, Baltimore, MD, 21230, United States Activity Type: Independent RIA Position/Title: Advisor, Partner Investment Related: Yes Start Date: 10/20/2017 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Advisory services for clients
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-10-15 |
| S63 | Uniform Securities Agent State Law Examination | 1984-06-13 |
Reach out to this advisor