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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2007-03-01 |
| TX | RA | APPROVED_RES | 2006-09-22 |
Branch Locations
1414 Main St, Springfield, MA 01144 • United States
Suffield, CT • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York | NY | 03/2006 | Present |
| Bank Of America, Na | New York | NY | 11/2009 | Present |
I*32371 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: SPRINGFIELD LIBRARY AND MUSEUMS INVESTMENT RELATED: N ADDRESS OF BUSINESS: SPRINGFIELD, MASSACHUSETTS 1103 NATURE OF BUSINESS: CORPORATION, POSITION, TITLE, ASSOCIATION: COMMITTEE MEMBER, START DATE OF RELATIONSHIP: 12:00:00 AM NUMBER OF HOURS DEVOTED: 8 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: LOCAL CHARITABE GROUP FOR MANAGEMENT OF SPFLD. MUSEUMS INVESTMENT COMMITTEE MENBER
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-02-02 |
| S63 | Uniform Securities Agent State Law Examination | 1980-05-01 |
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