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Oppenheimer & Co. Inc. CRD 249
$36.7B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
85 Broad Street 22Nd Floor, New York, NY 10004 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ME | RA | APPROVED | 2025-02-25 |
| FL | RA | APPROVED | 2025-01-15 |
| DC | RA | APPROVED | 2024-11-27 |
| TX | RA | APPROVED | 2024-10-21 |
| VA | RA | APPROVED | 2024-10-21 |
Branch Locations
1801 K Street Nw Suite 750, Washington, DC 20006 • United States
1921 Gallows Road Suite 220, Vienna, VA 22182 • United States
Leesburg, VA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| B. Riley Wealth Management | Arlington | VA | 01/2015 | 10/2024 |
| B. Riley Wealth Advisors, Inc. | Arlington | VA | 07/2022 | 10/2024 |
| Oppenheimer & Co. Inc. | Vienna | VA | 10/2024 | Present |
1. THE RUST FOUNDATION, SERVING AS THE TRUSTEE-PROVIDING INVESTMENT ADVICE/GUIDANCE. 1305 PARKVIEW BLVD., PITTSBURGH, PA 15217. FAMILY, PRIVATE FOUNDATION USED FOR CHARITABLE GIVING. 40 HOURS/YEAR. ASSOCIATION BEGAN IN 1975, WHERE I AM THE GRANDSON OF THE FOUNDER. 2. THE ROCKLAND TRUST, INVESTMENT RELATED. 1556 BILTMORE LN, PITTSBURGH, PA 15217. SERVING AS A TRUSTEE AND THE INVETMSNET ADVISOR FOR INVESTMENT GUIDANCE. SPENDING 25 MINUTES A WEEK, GREAT NEPHEW OF THE GRANTOR. RELATIONSHIP TO TRUST STARTED IN 2007. 3. ST LUCIE MILKMAID; BOONE, NC. CHAIRMAN OF THE BOARD. 1-2 HOURS A MONTH; FARM THAT RENTS LAND TO A BEEF CATTLE FARMER AND VEGETABLE GROWING OPERATIONS. ONCE SOLD, WILL ADVISE THE STAKEHOLDERS ON HOW TO INVEST. ASSOCIATION BEGAN ON JULY 17, 2017.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-08-22 |
| S65 | Uniform Investment Adviser Law Examination | 1991-06-12 |
| S63 | Uniform Securities Agent State Law Examination | 1979-11-28 |
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