Best Investors
Account
Sign in
Best Investors
Account
Sign in
Park Avenue Securities LLC CRD 46173
$19.6B regulatory AUM 38,649 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2026-02-18 |
| UT | RA | APPROVED | 2025-08-21 |
| WY | RA | APPROVED | 2024-09-17 |
| GA | RA | APPROVED | 2024-05-09 |
| NC | RA | APPROVED | 2023-06-19 |
| CT | RA | APPROVED | 2022-04-12 |
| AZ | RA | APPROVED | 2020-01-21 |
| DE | RA | APPROVED | 2018-08-27 |
| MD | RA | APPROVED | 2018-01-30 |
| FL | RA | APPROVED | 2017-03-24 |
| TX | RA | APPROVED_RES | 2017-01-24 |
| NJ | RA | APPROVED | 2016-12-14 |
| WV | RA | APPROVED | 2016-07-14 |
| CA | RA | APPROVED | 2016-05-11 |
| SC | RA | APPROVED | 2016-04-14 |
| PA | RA | APPROVED | 2016-03-31 |
| VA | RA | APPROVED | 2016-03-30 |
Branch Locations
150 South Warner Road Suite 120, King Of Prussia, PA 19406 • United States
Quakertown, PA • United States
5100 West Tilghman Street Suite 170, Allentown, PA 18104 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Co Of America | Norristown | PA | 09/2011 | 08/2022 |
| Park Avenue Securities Llc | Norristown | PA | 09/2011 | 08/2022 |
| Guardian Life Insurance Company | King Of Prussia | PA | 08/2022 | Present |
| Park Avenue Securities | King Of Prussia | PA | 08/2022 | Present |
| Guardian Life Insurance Company | Allentown | PA | 06/2024 | Present |
| Park Avenue Securities | Allentown | PA | 06/2024 | Present |
| Guardian Life Insurance Company | Quakertown | PA | 06/2024 | Present |
| Park Avenue Securities | Quakertown | PA | 06/2024 | Present |
1) Insurance Products outside of Guardian, Start: 01/01/2009, Nature: Insurance outside of Guardian, Address: 150 South Warner Road Suite 120 King of Prussia, PA 19406, Duties: Independent Contractor/Broker-selling products outside of Guardian, 1 total hour per month; 1 during securities trading hours, Investment related, 2) Rental Income-Rental properties, Start: 01/01/2009, Address: 7513 Pheasant Drive Coopersburg PA 18036, 1 total hour per month; 0 during securities trading hours, Investment related, No annual compensation, 3) LifePoint Financial LLC, - Owner, setup to receive residual/renewal commissions as pass through on life and disability insurance, Start: 02/01/2015, Address: 150 South Warner Road Suite 120 King of Prussia, PA 19406, 0 total hour per month; 0 during securities trading hours, Investment related, Less than 10% annual compensation,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-03-25 |
| S63 | Uniform Securities Agent State Law Examination | 2001-03-14 |
Reach out to this advisor