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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-11-13
NJ RA APPROVED 2008-01-01
  • TX RA
    APPROVED_RES
    Since 2020-11-13
  • NJ RA
    APPROVED
    Since 2008-01-01

Branch Locations

333 Route 46 W Ste 101, Mountain Lakes, NJ 07046 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Rockaway NJ 05/2009 11/2016
Wells Fargo Clearing Services, Llc Rockaway NJ 11/2016 Present
Previous Registrations
  • 2005-07-27 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Rockaway, NJ
    St. Louis, MO
    Rockaway, NJ
Other Businesses

NATIONAL REAL ESTATE REFERRAL GROUP; NOT INV. RELATED; MADISON, NJ; INACTIVE REFERRAL AGENT; 0 HRS PER MONTH.

Other Names
  • Catherine Mary Royden
  • Catherine Mary Royden

View on SEC IAPD

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